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Time for your own Licence? 

-Remove conflicts & promote your independence

-Freedom on investment structures and products

-Questioning the value of your dealer group

-Feeling they are making compliance too hard

-No dealer fees and no commission splits

 

AFSL Application support

AFSL Compliance makes it easy and inexpensive to obtain your own licence by taking care of the process from beginning to end.

 

Our fixed cost service is $5,500 inclusive of GST

AFSL Compliance support

And once you are up and running with your own licence we can support you and take care of your compliance.

 

Our ongoing support services start at $4,400 per annum.

Making Compliance easy

AFSL Compliance is owned and managed by Stewart Chandler. Stewart is a Chartered Accountant with over 10 years experience in risk management, compliance and financial services.

 

Stewart has been a Compliance Manager and Responsible Manager for a number of AFS licensees since the introduction of FSR in 2004. He has served as an Investment Committee member and National Advisory Council Member for large dealer groups. He has also been actively involved in dealer group management and strategy.

 

Stewart has assisted dozens of licensees with their licence applications and/or ongoing compliance arrangements.

 

AFSL Compliance takes pride in being able to make compliance as straightforward and as easy as possible – we enjoy creating solutions that work for your business.

 

 

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AFSL Compliance